United States Securities and Exchange Commission

Results: 27953



#Item
941SunTrust Banks / Subpoena / Motion to quash / Discovery / Legal documents / Legal terms / Coca-Cola

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoMay 8, 2015

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Source URL: edgar.sec.gov

Language: English - Date: 2015-05-08 10:28:49
942Finance / United States securities law / Stock market / SEC filings / 73rd United States Congress / Netflix / Selective disclosure / Regulation Fair Disclosure / Securities Exchange Act / Business / United States Securities and Exchange Commission / Financial economics

Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934: Netflix, Inc., and Reed Hastings

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Source URL: edgar.sec.gov

Language: English - Date: 2013-04-02 15:07:51
943Investment Advisers Act / U.S. Securities and Exchange Commission / Investment Company Act / Economy of the United States / Financial system / 76th United States Congress / Ares Management / Financial regulation

UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoMarch 30, 2012 ____________________________________

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Source URL: www.sec.gov

Language: English - Date: 2012-04-03 07:57:13
944Corporate crime / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoMay 8, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-05-08 16:56:07
945Financial markets / Financial economics / Economy of the United States / Computer networking / Consolidated Tape Association / New York City / Securities Exchange Act / NYSE Arca / New York Stock Exchange / NYSE Euronext / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTMay 5, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amendin

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Source URL: www.sec.gov

Language: English - Date: 2015-05-06 06:37:18
946U.S. Securities and Exchange Commission / Financial regulation / Government / 76th United States Congress / Investment Company Act / United States securities law

Putnam OTC Emerging Growth Fund

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-22 10:16:55
947United States corporate law / Environment / United States securities law / Business ethics / Regulation S-K / Principles for Responsible Investment / Carbon Disclosure Project / Global Reporting Initiative / Ceres / Business / Auditing / Corporate governance

September 18, 2014 Mary Jo White Chair Keith Higgins Director, Corporation Finance Division Securities and Exchange Commission

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Source URL: www.ussif.org

Language: English - Date: 2014-09-18 14:39:23
948United States Securities and Exchange Commission / Securities Exchange Act / NASDAQ / United States / Boston Stock Exchange / Economy of the United States / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXMay 12, 2015 Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Designation of Longer Period for Commission Action on Proposed

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-12 17:04:24
949Finance / Financial economics / United States housing bubble / Fixed income securities / Structured finance / Fannie Mae / Mortgage-backed security / Federal Housing Finance Agency / Government-sponsored enterprise / Mortgage industry of the United States / Subprime mortgage crisis / Economy of the United States

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)

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Source URL: www.fanniemae.com

Language: English - Date: 2015-02-19 22:24:31
950Business / United States securities law / Stock market / 73rd United States Congress / United States Securities and Exchange Commission / Prospectus / International Financial Reporting Standards / Securities Act / Securities Exchange Act / E.ON / Finance / Energy

OFFERING MEMORANDUM CONFIDENTIAL E.ON International Finance B.V. Amsterdam, The Netherlands

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Source URL: www.eon.com

Language: English - Date: 2015-06-18 19:05:04
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